Spring 2009

Syllabus and Course Materials

I revised the syllabus since it was first posted. The latest version says Revised Version-December 31, 2008. Be sure you have that version.

Digital Statute Book
If you are also taking my other course (Securities Brokers, Mutual Funds, and Investment Advisers),
you don't need to download two copies. It's the same document for both classes.

Writing Assignment No. 1: No-Action Request
Sample No-Action Request 1
Sample No-Action Request 2
Sample No-Action Request 3

Writing Assignment No. 2--Exemptions Memorandum

Podcast: Advice about Taking the Exam

About the Spring 2009 Exam

Past Exams and Answers

Caution: In using these past exams and answers, keep in mind that

(1) the law may have changed since the date of the exam

(2) the topics and materials covered in those classes might not be the same as those covered in ours.

(Exams prior to the year 2000 are available in the Law Library.)